Editor’s Preface Vernacular Reading in the Sinographic Cosmopolis and Beyond

In: Literary Sinitic and East Asia
Author:
Ross King Vancouver, British Columbia

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1 The Origins of Our Translation and Its Title

This book was conceived during the spring term of academic year 2010–2011 when I taught my graduate seminar on “Questions of Language, Writing, and Linguistic Thought in the History of the ‘Chinese Character Cultural Sphere 漢字文化圈’: Japan and Korea in the Sinographic Cosmopolis.” The original Japanese version of the book, Kin Bunkyō (2010), had only recently been published, and fit perfectly with the subject matter of the course. Moreover, it dovetailed nicely with the multi-year Korean Studies Laboratory Grant funded by the Academy of Korean Studies that I was in the process of applying for (and subsequently received), under the title “Cosmopolitan and Vernacular in the Sinographic Cosmopolis: Comparative Aspects of the History of Language, Writing and Literary Culture in Japan and Korea.”1 Thus, spring 2011 seemed an ideal moment to work with a small group of graduate students to produce draft translations of each chapter of Professor Kin’s book.

In hindsight, this was a foolhardy undertaking: the contents of the book are quite technical and complex, demanding deep expertise in East Asian intellectual and religious history; the early history of Buddhism and written language in China, Japan and Korea; East Asian historical linguistics; the history of reading and writing across the sinographic sphere; Sinitic poetry and its reception throughout the same region; etc. Thus, Professor Kin was entirely justified in his initially skeptical reaction to my proposal to proceed with an English translation of the book, and the inherent difficulty of the book goes a long way toward explaining why it has taken ten years to complete.

All translations require translators to make difficult decisions about word choice and terminology, but this project has been especially challenging because of the relative dearth of English-language publications treating these phenomena in a broadly comparative way, and because of the concomitant lack of a well-established and agreed upon terminology.2 Professor Kin’s book was published with the Japanese title Kanbun to higashi Ajia: Kundoku no bunkaken, one possible translation of which would be “Classical Chinese and East Asia: The Cultural Sphere of Reading by Gloss.” That is, J. kanbun 漢文 is frequently translated as “Classical Chinese,” J. kundoku 訓讀 was notably rendered as “reading by gloss” in David Lurie’s important book, Realms of Literacy: Early Japan and the History of Writing (2011), published shortly after the appearance of Professor Kin’s book in Japanese, and Professor Kin himself in a section in Chapter 1 (“The only instance of kundoku in the world”) imputes a certain uniqueness to premodern East Asia and the various kundoku-type reading techniques that arose there; hence “The Cultural Sphere of Reading by Gloss …” with the definite article implying singularity and uniqueness.

But we have chosen to give the title a number of slightly different twists in English and have opted instead for “Literary Sinitic and East Asia: A Cultural Sphere of Vernacular Reading.” The reasons are as follows. First of all, “Literary Sinitic.” Rationales for the term “Literary Sinitic” in preference to “Classical Chinese” or “Literary Chinese” can be found in Mair (1994 and 2004), where the reasons given are primarily linguistic and philological. That is, Mair uses “Sinitic” as a precise and politically neutral rendering of hanyu 漢語 to refer to a family of languages (Mandarin, Cantonese, Wu, Minnan, etc.). “Literary” and “Vernacular” can then modify “Sinitic” to designate two poles along a rather broad spectrum of different registers of written Sinitic, all of which have been significantly divorced from any form of spoken Sinitic since at least Han dynasty times (if not since the very inception of Chinese writing itself) and none of which are particularly well suited to writing spoken varieties of Sinitic to this day. But more to the point now in the twenty-first century, at a time when China has re-emerged as a major world power and when a particularly strong and at times arrogant and even virulent ethno-nationalist sentiment has arisen alongside it, the term “Chinese” as an umbrella for any of the different languages of China today or for the different registers of the written language historically—let alone for texts composed in sinographs outside of “China” proper or for use in non-Sinitic languages—is decidedly too modern (and thus anachronistic for much of the historical period covered in this book), too politically charged, and too imprecise.3 The greatest intellectual threat facing students of East Asia today is no longer eurocentrism (though it is still an intractable problem), but sinocentrism.

Thus, we use “Literary Sinitic” to refer to what is called kanbun in Japanese, hanmun in Korean, and hán văn in Vietnamese, and to what in modern Mandarin Chinese is typically called wenyan(wen) 文言(文).4 But if we are to eschew the label “Classical Chinese” for its imprecision and modern-day and anachronistic ethno-nationalist coloring, what of “Chinese characters?” Here we prefer the term “sinograph(s)” to render Mandarin hanzi, Japanese kanji, Korean hancha, and Vietnamese Hán tự 漢字 (or chữ Hán 𡨸5), again to avoid “Chinese” and the unfortunate sinocentrism that terms like “Chinese characters” and “Classical Chinese” encourage in a context where Japanese, Koreans and Vietnamese used these for more than a millennium (and where increasing numbers of international students from the People’s Republic of China are swelling the enrollments in university courses in East Asian Studies). But we also occasionally use just kanji and kanbun when the context is clear in a book that was originally written for readers of Japanese. For similar reasons, we also use “Sinitic poetry” rather than “Chinese poetry” for J. kanshi 漢詩 (following Fraleigh 2016).

It can be objected that the term “Sinitic” indexes “China” just as much as the term “Chinese” does, and etymologically speaking, this is true. Our point is not to deny the centrality of China, Chinese civilization or Chinese writing in the development of literacy, writing and literature in the regions encompassed by the Sinographic Cosmopolis.6 But the term “Sinitic” does nonetheless take us all at least one cautious step back from the unfortunate imprecision of “Chinese.” It can also be objected that many of the texts composed in what we are calling “Literary Sinitic” are less than “literary” or bellelettristic and/or are infused with vernacular elements (whether Sinitic or otherwise), but here the point is that the authors of texts written in what is variously called wenyan(wen), hanmun, kanbun or hán văn were nonetheless striving to write in Literary Sinitic. And anybody, whether a speaker of a variety of Vernacular Sinitic or not, was capable of writing substandard Literary Sinitic. “Literary Sinitic” comes with all the imprecision of these equivalents in Mandarin, Korean, Japanese and Vietnamese, but we need a blanket term for the entire region that avoids the term “Chinese.”7

Now let us turn to the term kundoku and problems with its translation. Perhaps the most fundamental problem with the term—both in much modern Japanese research about the phenomenon and in most of the research in non-Japanese languages that carry over the term intact from Japanese as a kind of technical term—is its lack of precision. That is, when researchers, Japanese or otherwise, write about “kundoku,” it is not always clear whether they are talking about text- or sentence-level (kanbun) kundoku, or about word- or character- (sinographic) level kun’yomi: “kundoku” typically does duty for both of these across a wide swath of research. A more linguistically fine-tuned approach to kundoku-type reading practices, therefore, would need to answer a number of questions, starting with: Is the practice restricted to individual graphs or words, or does it apply to longer texts? Are written glosses involved, and if so, what kinds? Is a knowledge of the source language required, and if so, on what levels and to what extent? Do these reading practices involve translation? Etc.8

An additional problem with using the term “kundoku” untranslated is that it rather unjustly privileges Japanese as somehow the unique or originary case for these sorts of reading practices, a conceit that Kin Bunkyō’s book dispels once and for all. With these caveats in mind, then, let us turn to the question of how to render “kundoku” in English. Lurie (2011: 5) describes kundoku-type reading practices as “reading by gloss,” and Whitman (2011: 1) similarly uses “glossing” “… in a somewhat extended sense to refer to a process where a text in one language is prepared (annotated, marked) to be read in another” (Whitman 2011: 1). Kin Bunkyō himself adopts a very liberal attitude as to what counts as kundoku, but in any case we render “kundoku 訓讀 ~ hundok 訓讀 ~ xundu 訓讀” as “vernacular reading” (albeit with the same attendant lack of precision as “kundoku”), preferring (as it were) a “vernacular reading” of 訓讀 as “vernacular () reading ().” As precedents for this usage, we can cite the translations of the papers by Kobayashi Yoshinori and Nam Pung-hyun (Nam P’unghyŏn) delivered at the special panel “Hanmun~kugyŏl = kambun~kunten: Pointing, reading, and appropriation of language in Korea and Japan, 9th–14th cc.” at the 2007 annual meeting of the Association for Asian Studies and translated by John Whitman and Ross King, respectively (see Kobayashi 2007 and Nam 2007); the term as used in the title of Whitman et al. (2010); and most recently, Peter Kornicki (2018), who uses the term throughout his seminal book. “Reading by gloss” strikes us as more cumbersome than “vernacular reading,” and faces the added problem that it is entirely possible to engage in kundoku-type vernacular reading practices without the aid of explicit written glosses or markings.

Finally, the question of the uniqueness of East Asian vernacular reading techniques in the history of world writing. To Professor Kin’s eternal credit, his book shatters the all-too-common conceit among many speakers and scholars of Japanese that kundoku is and always has been somehow unique to Japan. Instead, Professor Kin not only demonstrates a wide range of vernacular reading phenomena attested in earlier periods of Korean (building on the pioneering work of Nam P’unghyŏn and Kobayashi Yoshinori, among others) and Old Uighur (based on the equally pioneering publications of Shōgaito Masahiro), but also stretches the notion of “vernacular reading/kundoku” to include Khitan and Vietnamese, as well as textual genres like zhijie 直解 (“direct explications”) of Chinese classics into more vernacularized or colloquialized forms of written Sinitic. In the process, he also folds into his embrace the vexed question of “variant Literary Sinitic” to show just how elastic the notions of “Literary Sinitic,” “vernacular reading,” and indeed, vernacular inscription, could be in the sinographic sphere.

But when Professor Kin writes in Chapter 1 that “Except for the case of reading Literary Sinitic via kundoku in Japan, there are no examples, at least in today’s world, of reading a foreign language text by adding marks to change word order and thereby convert the text into one’s native language,” his qualifications of “at least in today’s world” and “by adding marks” are important ones, and readers are left potentially with the impression that vernacular reading—even if confined today to Japan—was nonetheless a phenomenon unique to the sinographic sphere. Moreover, readers are left to ponder whether vernacular reading was possible without adding marks. But there are indeed parallel vernacular and/or glossed reading phenomena attested elsewhere in the world: King (2007) and Whitman (2011) reference some of the glossed reading techniques from medieval Europe,9 and there are fascinating parallels from multiple languages of the ancient Middle East. Thus, our English-language sub-title reads, “A Cultural Sphere of Vernacular Reading …” rather than “The Cultural Sphere …” so as to encourage thinking about other such cultural spheres in world history.

2 Ancient Middle Eastern Parallels to East Asian Vernacular Reading Phenomena

Although Professor Kin must have been well aware of the ancient Middle Eastern parallels to kundoku, he makes no mention of them in his book. To have done so would no doubt have complicated the work even further, but the typological and terminological parallels between ancient Middle Eastern vernacular reading phenomena and those in the sinographic sphere deserve closer attention, if for no other reason perhaps than to help us sharpen our appreciation of the similarities and differences between the two. As an additional attempt at clarifying the gamut of attested cases of vernacular reading techniques around the world along with some of the terminology that has been proposed to describe it, the pages below summarize some of the key research to date on kundoku-type phenomena in the (mostly ancient) Middle East, although I cannot pretend to any authoritative expertise in this area.

2.1 Allography, Garshuni, and Garshunography

One of the first terms one encounters in the scholarly literature about vernacular reading and cases where a “foreign” writing system is used to write a vernacular is “allography,” built on Greek allo- “other” plus graphé “representation by means of lines; drawing; writing.” French scholar Chatonnet (2015: 16) defines “allographie” as “cases where a language with its own writing system is written down deliberately—and in precise and limited contexts—using another writing system borrowed from a different tradition.”10 Mengozzi (2010: 297) notes that the term “Garshuni,” used originally to refer to Arabic texts written in Syriac script, has also been used to label cases whereby the East-Syriac script was used to write languages like Armenian, Kurdish, Malayalam, Persian, or Turkish, and Kiraz (2014: 65) goes so far as to propose that all such cases where “a community makes a deliberate choice” to write in another script different from their own be designated as “garshunography” rather than “allography,” which latter term he deems inappropriate because of its established linguistic usage to designate (ortho)graphic variation. At any rate, “allography” is clearly not relevant to East Asian vernacular reading practices, because while different East Asian linguistic communities may have deliberately chosen to deploy sinographs and Literary Sinitic, they nonetheless had no “choice,” because they had no indigenous writing system prior to contact with sinography. Chinese writing was the only game in town, as it were, at least for Japanese, Korean, and Vietnamese in ancient times.

2.2 Alloglottography

An etymologically similar term to “allography” is “alloglottography,” defined by Coulmas (1996: 8) as “the practice of using one language in writing and another in reading, known from situations of restricted literacy.” On the very next page, Coulmas refers to Japanese kundoku kanbun (“Chinese texts read in the kundoku method”) as an example of alloglottography, but this is not entirely congruent with the original use of the term. The term “alloglottography” was coined by Ilya Gershevitch (1979) in his famous paper on the use of Elamite in Achaemenid chanceries, where he showed on the basis of a detailed analysis of the great inscription of Darius on Mount Behistun that Achaemenid Elamite was a medium for transmitting texts that were conceived and dictated in Old Iranian languages, to be read out and understood as Old Iranian texts. In a restatement of the phenomenon, Rubio (2007: 33) defines alloglottography as “… writing a text in a language different from the language in which it is intended to be read …,” and writes with respect to Darius: “This means that the Great King uttered the words in Old Persian, but the scribes wrote them down in Elamite and read them back to him (as the inscription says) in Old Persian” (ibid.: 39).

In a footnote to his original article, Gershevitch describes how he also entertained using the terms “xenography,” “disglottography,” or “dysglottography” for the same phenomenon, but goes on to clarify that “the essence of what I mean is not that an alien (‘xeno’) ‘graphy’ is used, but that an alien ‘glotta’ is used for the ‘graphy’ of one’s own ‘glotta.’” In their recent discussion of Sumerograms and Akkadograms in Hittite and the terminology used to describe them, Kudrinski and Yakubovich (2016: 56) bemoan the “highly poetic style” of Gershevitch’s original exposition and his failure to offer up a more formal definition of alloglottography, preferring instead the definition in Langslow (2002: 44–45): “the use of one language (L1) to represent an utterance in another language (L2) […] in such a way that the original utterance in L2 can be accurately and unambiguously recovered from the document in L1.”11 Under such a formal definition, Japanese kanbun kundoku would indeed qualify as a form of alloglottography, but the question remains as to what formal devices, say, the Achaemenid scribes used to make possible the unambiguous recovery of Old Persian from the written Elamite text.

2.3 From Ideography to Logography to Heterography and Heterograms

Just as the notion of “ideogram” and “ideography” has come in for sustained criticism in discussions of Chinese writing in recent decades (see Unger 1990 and 2004 for discussion and relevant bibliography), the same terms have been used in the scholarly literature on cuneiform writing in ancient Mesopotamia, but have come under scrutiny since at least Gelb (1963: 35), who criticized the use of “ideogram” in that field. Kudrinski and Yakubovich (2016: 54) argue strongly for the use of “logogram” in cuneiform studies, and note that this term is now “ubiquitous in contemporary Hittitological literature.” But as a cover term for the various types of logogram found in ancient Middle Eastern writing systems, they suggest “heterogram.” And if those of us working in the sinographic sphere were to follow the example of our colleagues in cuneiform studies, we should probably be referring to “Chinese characters” not as “sinographs” but as “sino-grams,” a term in fact used by Haruta Seirō, a Japanese specialist in Middle Iranian languages (see Haruta 2006).

How, then, can we define “heterogram?” Kiraz (2014: 68) gives the following definition: “A heterogram is a word (or morpheme) that is spelled exactly as it would be spelled in its source language, but is intended to be read in the target language … (This is not to be confused with alloglottography where the entire text is written in one language but read in another.)” Putting to one side the phonographic and alphabetic bias of Kiraz’s appeal to “spelling,” which is clearly not relevant to sinographs, under such a definition “heterography” would be the unaltered use of graphic representations of morphemes or words from language A to write words or morphemes in language B. This still begs the question of how such heterograms are to be read or vocalized in language B, but in any case the term “heterography” as used in ancient Mesopotamian cuneiform studies and Middle Iranian studies is quite different from the definition given in Coulmas (1996: 202): “a differentiation in spelling which distinguishes different meanings of homophonous words or phrase.” Examples of this Coulmasian heterography as the antonym of homograph(y) would be the differentiation (“different writing” = hetero-graphy) of English right, rite, write, and wright (Kiraz 2014: 68), whereas examples from English approximating kundoku-type heterography would be the different readings of “2” in “20 = twenty,” “20ies = twenties,” “2 = two” and “2nd = second” or of “X” in “Xmas = Christmas and “Xing = crossing” (from Busse 2013: 92).12

2.4 Ancient Middle Eastern Parallels with East Asia

Parallels between ancient Middle Eastern heterography and Japanese vernacular reading practices were noted already more than 150 years ago by French Orientalist and Japanologist Léon de Rosny (1837–1914). In a letter to Assyriologist Julius Oppert (1825–1905) published in Revue Orientale, Léon de Rosny (1864: 269) pointed out two parallels between “Anarian” (Sumerian) cuneiform and the use of Chinese writing in Japan: “the polyphony of certain signs” and the use of “phonetic complements alongside certain ideograms for recall of the corresponding word in the spoken language.” For Rosny (ibid.: 271), the fact that both Anarian cuneiform and Japanese writing are “a mixture of ideographic signs and phonetic signs” and that ideographic signs, whether in Assyrian or Japanese, “express neither a letter nor any sound, but an idea—an abstraction created by the sound by which this idea is rendered in thus and such language,” counted as a “remarkable coincidence.” “But,” explains Rosny, after a survey of sumerograms and sinographs for “heart,” “hand,” and “surveyed field,” “nothing in these signs brought to mind how one said the words “heart,” “hand,” and “surveyed field” in China or Babylon”—hence the need to develop phonetic complements. He goes on to point out that this feature of “Chinese ideographic writing” had led to the point where “the Japanese, the Cochinchinese [Vietnamese], Koreans, Cantonese, and Fujianese were able to adopt it “without having to renounce their national language.”13

It should come as no surprise that some of the first twentieth-century scholars to pick up again on these similarities were Japanese. An early case in point is Kōno (1980), and Japanese scholars of writing in the ancient Middle East still hark back to this paper and the parallels noted there. Kōno wrote:

We [Japanese] not only use two different kinds of scripts [Chinese kanji logograms and Japanese kana syllabograms] side by side, but also read kanji in an extremely complex way using not only their on [Chinese(-like)] values but also their kun [Japanese] values. This practice is similar to that of the Assyro-Babylonian cuneiform, which was borrowed from Sumerians. Such a practice thus seems too old-looking for the second half of the twentieth century, and its complexity is unparalleled today. We struggle with this complexity day by day, but this struggle provides us with golden opportunities for contemplating the essence of writing.

Quoted from Ikeda 2007: 1

Haruta (2006: 172) specifically refers to “heterographic writing systems” as “kun-reading systems,” while Ikeda (2007) and Ikeda (2013) both make explicit comparisons between Japanese kundoku and early Akkadian cuneiform.14 Based on his comparison, Ikeda (2007: 9) outlines the following typology of what he calls “kunogenesis”:

Monographic and monosyllabic (e.g. <2> for the syllable /tu/ as in “ta2”);

Monographic and polysyllabic (e.g. <0> for the syllables /zero/ as in “0x”);

Polygraphic and monosyllabic (e.g. <10> for the syllables /ten/ as in “10der”);

Polygraphic and polysyllabic (e.g. <40> for the syllables /forti/ as in “40fy”).

Ikeda (2007: n. 15) goes on to note that “partial kun … can also be segmental, but segmental kunogenesis has been excluded from the discussion, because it is attested neither in early Japanese nor in early Akkadian.” This is an unfortunate omission, because as Professor Kin’s discussion of Silla hyangga and hyangch’al orthography in the book translated here shows, Old Korean had precisely this kind of segmental kun readings.

Another observer was certainly Russian linguist Igor Mikhailovich Diakonoff. In his reminiscences of an exchange of ideas with Diakonoff about his (then) forthcoming paper on alloglottography, Ilya Gershevitch (1982: 99) cites a letter from Diakonoff in which the latter writes: “However, the Aramaic-Iranian system is not unique in grammatological history, cf. Akkadian with its Sumerograms and Akkadograms, or Korean and Japanese with their Chinese pictographic spellings.”15 Two years later, Miguel Civil, in his study of “bilingualism in logographically written languages” with a focus on Sumerian in Ebla, begins his article with a foray into Old Japanese so as to emphasize the point that “the language in which a text is written is not necessarily the language in which the same text is read” (1984: 75–76). Unfortunately, he muddles language and script and his example is the Man’yōshū, where there can be no doubt that the poems are in Japanese, and that the language of writing and reading were the same.16 In any case, the parallels between Japanese kundoku (albeit focusing primarily on word-level kun’yomi) and ancient Middle Eastern heterography have been remarked upon in passing for some years now, but remain insufficiently studied.

2.5 Aramaic mfāraš, Middle Persian uzvārišn

2.5.1 Aramaic mfāraš

The oldest descriptions of how ancient Middle Eastern alloglottography or vernacular reading might have worked in practice are both fascinating and instructive for the student of vernacular reading practices in the sinographic sphere. The oldest such records pertain to Achaemenid times and a stash of letters in Aramaic, some on papyrus and some on leather, that survives from the correspondence of an Achaemenid prince called Aršāma concerning his landholdings in Egypt. As de Blois describes it, “These include one letter from a person with a Persian name to Aršāma, and several from Aršāma to various persons in Egypt, some of whom had Persian, some Egyptian names. The question inevitably arises why two Persians, one of them a member of the royal family, the other an official of the Persian administration in Egypt, should communicate with one another not in their own native tongue, nor even in a language spoken in Egypt, but in Aramaic. The only plausible answer is that the sender dictated his message in Persian, a scribe translated it ad hoc and wrote it down into Aramaic, and that a second scribe retranslated it ex tempore into Persian …” (de Blois 2007: 1194). This notion of an Achaemenid scribe reading off in Persian (or some other language) a text written in Aramaic was famously imagined by Polotsky (1932: 273), who suggested that Achaemenid chancery practices were predicated on the twinned assumptions of a) monolingualism in writing practice and b) multilingualism of the scribe. The texts produced were translated directly “vom Blatt weg” (“off the sheet; impromptu”) in the language of the addressee. Sundermann (1985: 105) elaborates that this form of ex tempore translation of the Aramaic text into Persian was referred to in Aramaic as mpāraš [sic], a term meaning something like “interpret.” Moreover, “‘[R]eading’ for the otherwise illiterate Persian aristocrats consisted of consulting their literate servants, as the Old Persian word pati-psa- for ‘read’ suggests; according to I. Gershevitch, this must have meant ‘ask for the return of, and re-citing, words previously spoken and/or heard.’” Greenfield (2008: 707–708) provides more details on the practice and related terms:

… the document was dictated by the king or by an official to the scribe, who then wrote the text in Aramaic; the addressee’s scribe read the letter in the recipient’s native tongue. It is clear, from various internal indications, that the sepīru “scribe” combined in his function the tasks of both secretary and translator. Although most recipients would be Persian, the missive might be received by a Lydian, a Greek, a Choresmian or a resident of Gandhara. The use of many Old Persian terms in these texts facilitated their being understood. This mode of reading is what is meant by the term mĕphārash in Ezra 4.18, the equivalent of Iranian uzvārišn. The reading of these texts aloud is referred to in Ezra 4.18, Esther 6.1 and Darius, Behistun 70.

Let us pursue now this last reference to Ezra 4.18. The King James Bible reads, “The letter which ye sent unto us hath been plainly read before me” while the New International Version reads, “The letter you sent us has been read and translated in my presence.”17 Numerous other English translations exist. The context is a series of petitions to different Achaemenid kings from Jewish and Samaritan leaders in Palestine, and the replies of the kings; the language and style are similar to the Aršāma letters found in Egypt. “One of these is a letter from Artaxerxes I to the Samaritan, beginning (after the greeting) with the words (Ezra 4.18) ‘the letter which you sent to us was read before me mfāraš.’ The meaning of mfāraš was long forgotten (the Septuagint, for example, leaves it without translation), but it has plausibly been argued (Schaeder 1930: 1–14; Polotsky 1932), that it means ‘interpreted, translated’ or more precisely ‘translated ex tempore’” (de Blois 2007: 1195). With respect to this word mfāraš, F.F. Bruce (1950: 52) writes that it “was actually employed as a technical term in the diplomatic service of the Persian Empire to denote the procedure when an official read an Aramaic document straight off in the vernacular language of the particular province concerned.”

2.5.2 Middle Persian uzvārišn

The system of mfāraš seen above was called uzvārišn in Pahlavi, and a description of it survives in Arabic by An-Nadim in his Fihrist (10th century CE), where he quotes the following account by Ibn al-Muqaffa’ (8th century CE):

They also have an alphabet, called zuvārišn [sic],18 which they can write with the letters together or separated—there are some 1000 words—for the purpose of distinguishing words with more than one meaning [in Pahlavi script]. For example, if one wants to write [Persian] gōšt—which in Arabic is lahm [“meat”]—, then one writes BSRʾ [actually BSLYʾ = Aramaic bisrā], but reads it gōšt…. If one wants to write [Persian] nān—which in Arabic is khubz (“bread”)—, then one writes [Aramaic] lahmā, but reads nān …; and so on in all cases, except for cases when a substitute is not necessary: then they write like they speak.19

An-Nadim’s account is unclear as to whether uzvārišn referred to the individual heterograms or to the practice of heterography itself, but Skalmowski (2004: 295) goes on to explain that uzvārišn almost certainly means “explanation/ interpretation” and adds: “An important argument for accepting this meaning is the fact that the term uzvārišn was used by Zoroastrians in post-Sasanian times as an equivalent of Arabic tafsīr ‘commentary’…” In this context, the ancient Korean practice of sŏktok kugyŏl 釋讀口訣, or “interpretive kugyŏl,” comes to mind, reminding us of the ways in which reading, translation, exegesis, and commentary can be conflated in premodern reading practices.20

Modern-day scholars have sometimes referred to these Aramaeograms in Middle Persian as “masks.” Here is a description from de Blois (2007: 1195):

… the quasi-Aramaic graphemes are masks for Middle Persian words, which are interspersed with phonetically (or pseudo-phonetically) spelt Persian words and with purely Persian grammatical elements attached to the quasi-Aramaic words. Thus, the Sasanian royal title “king of kings” is written MLK’N MLK’. Although this clearly involves the Aramaic word malkā [king] the phrase is not Aramaic. Instead, it stands for Middle Persian šāh-ān šāh; MLK’ is merely an “ideogram” for šāh, while –N is a “phonetic” spelling of the Persian plural suffix ān.

As Haruta (2013: 781) notes, scholars today typically transliterate heterograms like these with CAPS (a convention I have followed with sinographs in the translation of Professor Kin’s book). Another account, from Skjaervø (1996: 517–520):

They still wrote Aramaic words, however, but these became mere symbols (sometimes called “Semitic masks”) for the corresponding Iranian words … Thus they would write mlk’ for Parth., MPers. šāh, Sogd. əxšēwanē “king.” These Semitic “masks” were until recently called “ideograms,” but today heterogram or Aramaogram is the more common term.

2.6 The Parallels

What, then, are the parallels between cuneiform or Middle Persian heterography and East Asian vernacular reading? To give but a simple example, the Sumerian sign LUGAL was used to designate “king” in Sumerian, Akkadian and Hittite texts (Kudrinski and Yakubovich 2016: 53). A parallel would be the use of the sinograph , used to write Mandarin shān “mountain,” to represent yama in Japanese and :moeh : in earlier stages of Korean. As Gershevitch (1982: 100) notes (albeit using the term “ideography” rather than “logography”—a number of the cuneiform scholars use this term uncritically and appear beholden to the “ideographic myth”21), “… an ideographic system does not, in principle, represent any particular language … in principle a short text written in Sumerian ideographic signs could also be read in Akkadian (or Eblaite), and sometimes was, as again transpires from phonetic complements.” Or (1982: 107): “Hence different scribes, looking at one and the same text, read it out some in Persian, some in Egyptian, some in Greek, some in Lydian, and so forth.” This parallels, grosso modo, the situation with texts written in Literary Sinitic in East Asia, which could be read out in (or through) Japanese, Korean, or Uighur, etc., using a variety of vernacular reading practices.

2.7 The Differences

One of the greatest differences between the ancient Middle East and the sinographic sphere—at least insofar as ancient Korea and Japan are concerned—concerns the sociolinguistic environment in which writing arose. Most accounts of heterography in the ancient Middle East are predicated on the assumptions that multiple languages were in contact and furthermore that multiple writing systems of heterogeneous origins were in use. Thus, scholars of ancient Mesopotamia and Middle Persian frequently appeal to language contact and language shift models to explain changes in scribal practices. For example, Kudrinski and Yakubovich (2016: 58) write of “the mismatch between the shift from language A to language B in oral communication and the preservation of A in writing in the same community, which is accompanied by the imperfect learning of the written variety of A by the speakers of B.” For them, both alloglottography and heterographic spellings “imply the ongoing or completed native language shift in a particular epigraphic community,” but “the former predates the language shift in writing, whereas the second must follow it” (ibid.). But the optimism of Yakubovich (2008: 205) about the prospects of contact linguistics for providing solutions to questions of the development of alloglottography and heterography in the ancient Middle East do not carry over to ancient Japan and Korea, where sinography—writing in “sinograms”—was the only form of writing ever known in the region in the earliest period. Moreover, although we can certainly imagine some form of multilingualism in ancient times on the Korean Peninsula, it was nothing remotely as robust as the multilingualism of the ancient Middle East, and certainly bilingualism in any local peninsular language with any form of spoken Sinitic would have been extremely limited, both in terms of population and in terms of duration. And even by then the gulf between spoken Sinitic and written/Literary Sinitic was significant.

Another difference concerns vernacular readings (“kun” readings) vs. indigenized or domesticated autochthono-xenic readings (to coin a monstrous term—i.e., readings of logograms corresponding to Sino-Japanese “on” readings of sinographs in Japanese). That is, whereas scholars of Akkadian, Hittite, and Middle Persian have been consumed with unraveling the secrets of heterography in their region and revealing the ways in which these were used to “mask” local/vernacular (as opposed to, say, original Sumerian or Aramaic) words and morphemes, and whereas even Japanese experts in the languages of the ancient Middle East have similarly focused on the parallels between Japanese kundoku (or at least word-level kun’yomi) and Middle Eastern heterography, few scholars seem to dwell on the processes by which heterograms, or even entire repertoires of them, are domesticated as loanwords, giving rise in the sinographic sphere to Sino-Japanese, Sino-Korean, Sino-Uighur, and Sino-Vietnamese systems of Sino-Xenic vocalizations for sinographs. So when a scholar of Middle Iranian transcribes Aramaeograms in CAPS, the assumption today seems to be that the heterograms were all read in, say, vernacular Pahlavi. When we do the same with a Literary Sinitic text from ancient Japan equipped with reading glosses, we sometimes do not know whether Japanese readers at the time would have read the sinographs in a Sino-Japanese pronunciation or in the vernacular, but we do know that both options were available. In the case of Middle Persian, a debate has raged for some decades as to whether the Aramaic elements in the texts are genuine loanwords and part of the lexicon, a position held by Lentz (1975) and Skalmowski (2004), but rejected already in Salemann (1895) and Schaeder (1930). The problem is that there is a pointed lack of Aramaic loanwords in New Persian, a direct descendant of Middle Persian, as well as in the Armenian, Syrian, and Greek sources dependent on Middle Persian. Additionally, in cases where parallel versions of the same passage or text exist in both heterographic and “phonetic” writing, the latter sorts of texts show no Aramaisms.22

The only vaguely similar case I have seen of development of a kind of “on” (Aramaeo-Persian?) reading is that of modern-day Zoroastrians in India, who “came to be convinced that both the Middle Persian and the Aramaic morphemes in Pahlavi religious texts were to be phonetically pronounced” some thousand years after the texts were written (Yakubovich 2008: 206). In essence, in a case like this where the heterograms are alphabetically (or at least abjadically or consonantally) rendered, this is a kind of reading pronunciation on steroids and still quite different from the Sino-Xenic systems that arose in East Asia on the basis of Middle Chinese and which, paradoxically, may have helped anchor and solidify the vernaculars against assimilation to Chinese (see Itō 2013 and 2014 for argumentation along these lines).

Ikeda and Yamada (2017: 162) outline other, more technical, differences between ancient Middle Eastern heterography and Japanese kundoku: “First, Akkadian phonograms are generally polyphonic, while Japanese phonograms are not. Second, in the Japanese text, you could easily tell the difference between the logograms and the phonograms … Moreover, phonograms cannot be used as logograms, and vice versa. In the Akkadian writing system, on the other hand, most characters can be used both as a logogram and as a phonogram. Finally, phonetic complements are obligatory in today’s Japanese orthography, while they are optional in Akkadian. However, these particular traits of the Japanese writing system did not exist in its early stage, that is, in the eighth century CE.” Much the same can be said, mutatis mutandis, about ancient Korean kugyŏl.

3 From Heterography to Heterolexia?

The terms “heterogram” and “heterography,” while versatile and useful enough, seemingly for both ancient Middle Eastern and sinographic contexts, are nonetheless not perfect. Kudrinski and Yakubovich present strong arguments for “heterogram” over other terms used in the past for cuneiform studies, but as Skjaervø (1995: 302–303) has noted, confusion or lack of clarity around the origin and function of heterograms in Iranian texts as opposed to their function in Aramaic texts is a perennial problem, and I would add that this needs to be guarded against when studying other languages and scripts too. Kudrinski and Yakubovich (2016: 55) offer up a reformatted definition of “heterogram” as follows:

… a sign or combination of signs that reproduce in writing a segment of A as a part of a text composed in B where A and B are two distinct languages and one can reasonably assume that the segment in question did not exist in the spoken language B.

But here we see another confusion—that between language and script, and in any case, we also run up against the problem seen above of assumptions of multilingualism, language contact, and multiple scribal traditions that do not pertain to the ancient sinographic sphere. Kudrinski and Yakubovich themselves concede that “Unfortunately, the practice of writing Hittite without resorting to Sumero- and Akkadograms appears to be non-existent” (another difference from, say, Heian period Japanese, where Japanese could be written without recourse to sinographs, though the hiragana and katakana syllabograms derive from man’yōgana and thus ultimately from sinographs, and texts were rarely, if ever, 100% in syllabograms), making it difficult to find parallel test cases. But when they claim in defense of the term “heterogram” that its etymology “does not impose a reference to the way one reads specific texts” (2016: 55), this seems to me to capture the essence of our terminological conundrum.

Because philologists and scholars of writing and its history have been so consumed with writing and writing systems, all our terms are weighted toward -grams, -graphs, and –graphies. With all this graphological heavy lifting we risk losing sight of the act of reading and of the many and varied ways to read in complex logographic writing systems. In the case of “sinograms” in East Asia (even in the case of Sinitic languages themselves), the more interesting question is always, “how were they read?” At the risk of clogging up our terminological repertoire further, I would suggest something like “heterolexia” (by analogy with “dyslexia,” even though etymologically this word is unorthodox) as a counterpoint to “heterography” and as a partial synonym for “vernacular reading.”

4 Editorial Conventions

4.1 Romanization

For Japanese, we use Revised Hepburn. The object particle is rendered everywhere as o, except in examples from Old Japanese written in man’yōgana, which follow the transcription conventions in Frellesvig and Whitman (2008). For Korean, McCune-Reischauer is used, with the proviso that Middle Korean examples use “ă” for the “arae a” vowel and transcribe syllable-final “-s” rather than follow later Korean neutralizations. For both Japanese and Korean examples, Sino-Japanese and Sino-Korean words are rendered in CAPS. For Chinese, pinyin is used, but we have omitted indications of tone in most instances. This is partly for expedience and to avoid an overly linguisticky feel in a book already laden with special symbols and scripts, but we also note that in the case of proper names and citations, it is standard practice in Chinese Studies and on the OCLC WorldCat these days to omit the tones. And in the case of Sinitic poems written by Chinese poets, the point is not to give an accurate guide to the pronunciation in Chinese (for most of the poems cited, modern Mandarin is anachronistic in any case), but to make a work otherwise targeted at students of Japan and Korea (and even Vietnam) more congenial for colleagues and students in Chinese Studies.

4.2 Citations

Like most Japanese works of this nature, Professor Kin’s original book does not give page numbers for citations. Wherever possible, we have endeavoured to provide these.

4.3 Sinographs and Footnotes

Following the conventions in Handel (2019), sinographs are rendered in PMingLiU (Proportional Ming Light Unicode) when the context is Chinese, in MS Mincho when the context is Japanese, and in Batang when the context is Korean. In contexts that span more than one civilization, PMingLiU is used. The editor has operated with the assumption that, all things being equal, readers need access to both sinographs and the originals of literary texts cited and translated; this we have provided in the footnotes. Thus, unless otherwise noted, all of the footnotes in the translation have been supplied or enhanced by the editor.

5 And Finally, about the Author: Kin Bunkyō a.k.a. Kim Mun’gyŏng

Professor Kin Bunkyō 金文京 is a second-generation zainichi Korean and thus also goes by the name Kim Mun’gyŏng, which he Romanizes as Kim Moonkyong. Born in 1952, Professor Kin attended Keiō University for his undergraduate training and earned his BA there in Chinese Literature in 1974. In April of the same year he matriculated in the graduate program in Chinese Language and Literature at Kyoto University, leaving the Ph.D. program in 1979. His first professorial appointment came in 1981 at Keiō University, where he served as Assistant Professor until 1994, when he relocated to Kyoto University, achieving Full Professor status there in 2000 in the Institute for Research in Humanities. After retiring from Kyoto University in 2015, Professor Kin served as Professor in the Department of Japanese Literature at Tsurumi University in Yokohama for four years before returning as Professor emeritus to Kyoto University. Along the way, he has also held Visiting Professorships at National Taiwan University, Sungkyunkwan University, and Beijing Language and Culture University.

Professor Kin is a world-renowned scholar in the field of Chinese literature; with his rare erudition in all three of the Chinese, Japanese, and Korean literary traditions, he is uniquely qualified to write on the history of vernacular reading in the sinographic sphere. His research contributions since the 1970s have touched many different fields, including: Cantonese folk lyrics (Inaba, Kin, and Watanabe 1995); translations into Japanese and studies of Jin Yong’s highly popular martial arts fiction (Jin Yong 1999; Kin 2010d); studies of Classical Chinese fiction (Kin 2002c); annotated editions of medieval Korea’s two most popular manuals of spoken Chinese that Professor Kin has led with an international team of scholars (Kin et al. 2002 on the Nogŏltae 老乞大 and Kin 2013a; a second volume on Interpreter Pak 朴通事 is forthcoming); in-depth studies of one of the masterworks of Chinese vernacular fiction, the Romance of the Three Kingdoms (Kin 1993; 2005a [translated into Korean in 2011d and Chinese in 2014]; 2011f; 2012c; 2013b); studies of Sinitic poetry (Kin 2012a on Li Bai 李白, Kin 2012b on Du Fu 杜甫, and Kin 2015d on Fukuzawa Yukichi); a fascinating study and co-translation with Korean scholar Chin Chaegyo of Japanese monk Daiten’s 大典 (1719–1801) Heigūroku 萍遇錄, based on the “brush conversations” that Daiten held with his Chosŏn counterparts at the time of the Korean Embassy of Communication to Japan of 1763 (Kin and Chin 2013); his research on Japanese historian of Korea Fujitsuka Chikashi 藤塚鄰 (1879–1948) and his fascination with Chosŏn scholar and polymath Kim Chŏnghŭi 金正喜 (1786–1856) (Kin 2015a; 2015b); Taiwanese modernist literature (Kin 1989); studies of Dunhuang bianwen narratives (Kin 1995; 1997; 2008); Chinese book history and traditional bibliography (Kin 1998a); practical questions of education in Literary Sinitic and sinographs in Japan and Korea (Kin 2011c); Buddhist literature and the translation of the Buddhist canon into Chinese (Kin 2010a; 2011b; 2013c; 2013d; 2014c); the image of the shanren 山人 in East Asian literature (Kin 2002a; 2012b; 2015c); and essays on comparative aspects of writing and literary culture in the sinographic sphere (Kin 1988; 1994a; 2002b; 2010b; 2010c; 2011a; 2011e; 2014b), among other topics.

But as the partial but nonetheless extensive listing of Professor Kin’s publications at the end of this preface shows, Professor Kin’s greatest love has been Chinese drama, and Yuan dynasty drama in particular. One of his very first publications was a long article on Yuan dynasty playwright Bai Renfu 白仁甫 (1226–1306) (Kin 1976), after which he published articles on topics like the character Zhang Biegu 張撇古 in Yuan dramas (Kin 2004a) and images of women in Yuan drama (Kin 2004b), and monograph-length studies of specific plays like Fan zhang Jishu 范張鶏黍 (Kin 2014d). In Kin (2014e and 2014f), he examines evidence from the written records of Korean embassies to both China and Japan about Chinese drama, and Kin (2011g) is an extended comparative analysis of Japanese Nō and Beijing Opera.

More than any other work, Professor Kin has dedicated more than two decades to Dong Jieyuan’s Xixiangji zhugongdiao, beginning with his monograph in 1998 (Kin 1998b), and extending to the articles on style and linguistic artistry in the play in Kin (2010e) and Kin (2011h), and his lone publication in English on the elapse of time and seasons in the play (Kin 2005b, 2006, in two different versions and venues). His article on the illustrations in the Hongzhi edition of the Xixiangji (Kin 2014g) continues his longstanding interest in the broader theme of the Story of the Western Wing.

In addition to these solo-authored projects on Yuan dynasty (and later) Chinese drama, Professor Kin has also worked tirelessly with Japanese and Chinese colleagues to uncover, edit, and publish numerous Yuan plays—especially rare editions held in Japan. Akamatsu, Inoue, and Kin (2007) and Akamatsu, Kin, and Komatsu (2011) are one representative series; Li and Kin (2004) is an in-depth study and annotated edition of Handan meng ji 邯鄲夢記; Kin and Takahashi (2009) is a study of four rare plays held by Keiō Gijuku Library; and in a similar vein, the series of rare Chinese drama texts held in Japanese collections and edited by Huang, Qiao, and Kin has published some eighteen volumes since its inception in 2006.

In sum, Professor Kin, through his research expertise in Chinese, Japanese, and Korean, and his deep experience with a wide variety of sinographic texts infused with “vernacular” elements (be they Chinese, Japanese, or Korean), is the ideal scholar to have undertaken a book like this. The enormity of his topic and the erudition it requires can be judged from the more recent volume edited by Nakamura Shunsaku on virtually the same topic (Nakamura 2014), which required an authorial team of twenty-one scholars to cover much the same ground. I sincerely hope our translation will spur more interest in and galvanize more comparative research on vernacular reading phenomena in East Asia and beyond. And I also hope this preface will encourage more colleagues to explore the many other contributions of Professor Kin, which deserve so richly to be appreciated more widely outside of East Asia.

Ross King

Vancouver, British Columbia

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Works Cited (II): Partial Listing of Works by Kin Bunkyō

  • Akamatsu Norihiko 赤松紀彦, Inoue Taizan 井上泰山, and Kin Bunkyō. 2007. Genkan zatsugeki no kenkyū. Sandatsusaku 三奪槊 Kieifu氣英布 Saishokumu西蜀夢 Tantōkai [Studies in Yuan-Period Drama Texts. Sanduoshuo, Qi Ying Bu, Xishu Meng, Dandao Hui]. Tōkyō: Kyūko Shoin.

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  • Akamatsu Norihiko 赤松紀彦, Kin Bunkyō, and Komatsu Ken. 2011. Genkan zatsugeki no kenkyū 2. Hen’yarō 貶夜郎 , Kaishisui介子推 [Studies in Yuan-Period Drama Texts. Bian Yelang, Jie Zhitui]. Tōkyō: Kyūko Shoin.

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  • Huang Shizhong 黃仕忠, Qiao Xiuyan 喬秀岩, Kin Bunkyō, et al. (editors). 2006–. Riben suocang xijian Zhongguo xiqu wenxian congkan [Compendium of Rare Chinese Drama Texts Held in Japan]. 18 vols. Guilin: Guangxi Chifan Daxue Chubanshe.

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  • Inaba Akiko 稻葉明子, Kin Bunkyō, and Watanabe Kōji 渡辺浩司, compilers. 1995. Mokugyosho mokuroku 木魚書目錄: Kanton sesshō bungaku kenkyū: [The Muyushu Mulu: A Study of Cantonese Folk Lyrics Books]. Tōkyō: Kōbun Shuppan.

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  • Jin Yong 金庸. 1999. Shachō eiyūden [Eagle-Shooting Heroes]. 5 vols. Translated by Okazaki Yumi 岡崎由美 and Kin Bunkyō. Tōkyō: Tokuma Shoten.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1976. “Haku Jinpo 白仁甫 no bungaku” [Literature of Bai Renfu]. Chūgoku bungakuhō 26: 143.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1980. “Shōsetsu ‘Ri Wa Den’ 李娃傳 no gekika: ‘Kyokukō chi’ 曲江池 to ‘Shūju ki’ 繍襦記” [The Dramatization of the Novella “Li Wa zhuan:” “Qujiang Pond” and “The Embroidered Jacket”]. Chūgoku bungakuhō 32: 74–115.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1988. “Kanji bunkaken no kundoku genshō” [The Phenomenon of Vernacular Reading in the Chinese Character Cultural Sphere]. In Wakan hikaku bungaku kenkyū no shomondai, edited by Wakan hikaku bungakkai, 175204. Wakan hikaku bungaku sōsho 8. Tōkyō: Kyūko Shoin.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1989. “Taiwan gendaiha bungaku no kishu Wang Wenxing o yomu” [Reading the Standard-Bearer of Taiwanese Modernist Literature, Wang Wenxing]. Geibun kenkyū 54: 236265.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1993. Sangokushi no sekai [The World of the Romance of the Three Kingdoms]. Tōkyō: Tōhō Shoten.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1994a. “Kanji bunkaken no moji to seikatsu” [Script and Daily Life in the Sinographic Sphere]. Shigaku 63, no. 3: 73(293)–79(299).

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1994b. “Kōkōroku孝行録 to Nijūshi Kō二十四孝 sairon” [Reconsideration of the Xiaoxing lu and the Ershisi xiao]. Geibun kenkyū 65: 269328.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1995. “‘Ō Shōkun Henbun 王昭君變文” [Study of the “Wang Zhaojun Bianwen”]. Chūgoku bungakuhō 50: 8196.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1997. “Chūgoku minkan bungaku to shinwa densetsu kenkyū: Tonkōbon ‘Zenkan Ryūke Taishiden (hen) 前漢劉家太子伝()’ o rei to shite” [Chinese Popular Literature and Mythological Studies: The Case of Dunhuang “Qian Han Liu Jia Tai-zi zhuan (bian)”]. Shigaku 66, no. 4: 119135.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1998a. “Chūgoku mokurokugakushijō ni okeru Shibu no igi: Rikuchō ki mokuroku no saikentō” [Significance of the Shibu 子部 in the History of Chinese Bibliography: A Reconsideration of the Six Dynasties Catalogues]. Shidō bunko ronshū 33: 171206.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1998b. Tō kaigen seishōki shokyūchō kenkyū [Study of Dong Jieyuan’s Xixiangji zhugongdiao]. Tōkyō: Kyūko Shoin.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 1999. “Nijūshi kō ni tsuite” [Concerning the Twenty- Four Paragons of Filial Piety]. Tokushima daigaku kokugo kokubungaku 12: 18.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2002a. “Mindai Banreki nenkan no sanjin山人 no katsudō” [Activities of the Shanren in the Wanli Era of the Ming]. Tōyōshi kenkyū 61, no. 2: 257277.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2002b. “Higashi Ajia ni okeru taishi junan setsuwa to ōken shinwa” [Tales of Crown Prince Hardships in East Asia and Myths of Kingship]. Jinbun gakuhō 86: 213223.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2002c. “Wanming xiaoshuo, leishu zuojia Tō Shibaku 邓志漠 shengping chutan” [Preliminary Study of the Life of Deng Zhimo: A Late Ming Author of Fiction and Encyclopedias]. In Mingdai xiaoshuo mianmianguan: Mingdai xiaoshuo guoji xueshu yantaohui lunwenji [Aspects of Ming Fiction: Proceedings of an International Academic Conference on Ming Dynasty Fiction], edited by Kow Mei-Kao 辜美高 and Huang Lin 黄霖, 318–329. Shanghai: Xuelin Chubanshe.

  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2004a. “Genkyoku chū no Chō Bekko 張撇古 ni tsuite” [Character Zhang Biegu in Yuan Dramas]. Geibun kenkyū 87: 162184.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2004b. “Genkyoku no joseizō” [Image of Women in Yuan Drama]. Chūgoku 21 20: 6986.

  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2005a. Sangokushi no sekai: Gokan sangoku jidai [World of the Romance of the Three Kingdoms: The Three Kingdoms Period of the Late Han]. Tōkyō: Kōdansha.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2005b. “Elapse of Time and Seasons in Dong Jieyuan Xixiangji.” Memoirs of the Research Department of the Toyo Bunko 63: 127. See also Kin (2006).

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2006. “Elapse of time and seasons in Dongjieyuan Xixiangji.” In Love, hatred, and other passions: questions and themes on emotions in Chinese civilization, edited by Paolo Santangelo and Donatella Guida, 229240. Leiden & Boston: Brill.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2008. “Tonkō henbun no buntai” [Literary Style in Dunhuang Bianwen Transformation Texts]. Tōhō gakuhō 72: 243265.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2010a. “Butten kan’yaku no kundoku oyobi bukkyō bungaku ni ataeta eikyō” [Kundoku in Chinese Translations of Buddhist Sutras and its Influence on Buddhist Literature]. Bukkyō bungaku 34: 175182.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2010b. “17 segi huban Han-Il kan ŭi mugi milsu sagŏn e taehaesŏ” [Concerning a Case of Arms Smuggling between Korea and Japan in the Late 17th Century]. Kojŏn kwa haesŏk 8: 249273.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2010c. “Kanbun bunkaken no teishō” [In Defense of the Literary Sinitic Cultural Sphere]. In Kanbun bunkaken no setsuwa sekai [World of Setsuwa in the Literary Sinitic Cultural Sphere], edited by Komine Kazuaki 小峯和明, 1226. Chūsei bungaku to Rinsetsu shogaku, vol. I. Tōkyō: Chikurinsha.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2010d. “Jin Yong no bukyō shōsetsu to tōdai Chūgoku shakaishugi bunka” [Martial Arts Fiction of Jin Yong and the Culture of Contemporary Chinese Socialism]. In Chūgoku shakaishugi no kenkyū [Research on Chinese Socialism], edited by Yoshikawa Yoshihiro, 245263. Kyoto: Kyōto Daigaku Jinbun Kagaku Kenkyūjo.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2010e. “Dong Jieyuan Xixiangji zhugongdiao no kōsei to gengo hyōgen ni tsuite” [Some Remarks Concerning the Composition, Style and Language of Dong Jieyuan’s Xixiangji zhugongdiao]. Tōhō gakuhō 85: 339362.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011a. “Gengo shigen to shite no kanji · kanbun” [Sinographs and Literary Sinitic as Linguistic Resource]. Bungaku 12, no. 3: 3951.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011b. “Kan-Nichi no kanbun kundoku (shakudoku) to kan’yaku butten oyobi sono gengokan to sekaikan” [Worldviews and Language Ideologies of Japanese and Korean Vernacular Reading Practices and Literary Sinitic Translations of the Buddhist Canon]. Inmun kwahak 94: 1938.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011c. “Nik-Kan kanji kanbun kyōiku no hikaku” [Comparison of Japanese and Korean Education in Sinographs and Literary Sinitic]. Kanji kanbun kyōiku 53: 916.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011d. Samgukchi ŭi segye: yŏksa ŭi imyŏn ŭl poda [World of the Romance of the Three Kingdoms: The Inside Historical Story]. Translated by Song Wanbŏm, Sin Hyŏnsŭng, and Chŏn Sŏnggon. Seoul: Sŏnggyun’gwan Taehakkyo Ch’ulp’anbu.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011e. “Xihu zai ZhongRiHan: Lütan fengjing zhuanyi zai dongya wenxue zhong de yiyi” [West Lake in China, Japan, and Korea: A Brief Discussion of the Landscape Transfer and its Significance in East Asian Literature]. In Dongya wenhua yixiang zhi xingsu 東亞文化意象之形塑 [Shaping of Imagery in East Asian Culture], edited by Shi Shouqian 石守謙 and Liao Zhaoheng 廖肇亨 , 141166. Taipei: Yunchen Wenhua.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011f. “Mindai Sanguozhi yanyi tekisuto no tokuchō: Chūgoku Kokka Toshokan zō nishu no Tō Hin’in-bon Sanguozhi zhuan o rei to shite” [Characteristic Features of the Ming Dynasty Text of the Sanguozhi yanyi: Based on the Example of Two Tang Binyin 湯賓尹 Editions Held by the National Library of China]. In Higashi Ajia shoshigaku e no shōtai [Invitation to East Asian Codicology], vol. 2, edited by Ōsawa Akihiro 大澤顕浩, 8196. Tōkyō: Tōhō Shoten.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011g. Nō to kyōgeki: Nit-Chū hikaku engekiron [Nō and Beijing Opera: Comparative Sino-Japanese Drama]. Kizugawa-shi: Kokusai Kōtō Kenkyūjo.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2011h. “Shilun Dong Jieyuan Xixiangji zhugongdiao zhi yuyan yishu fengge” [Concerning the Nature of the Linguistic Artistry of Dong Jieyuan’s Xixiangji zhugongdiao]. Guoji hanxue yanjiu tongxun 3: 91107.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2012a. Ri Haku: Hyōhaku no shijin sono yume to genjitsu [Li Bai: The Dreams and Reality of a Wandering Poet]. Tōkyō: Iwanami Shoten.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2012b. “Sanjin山人 to shite to no To Ho 杜甫” [Du Fu as a shanren]. Chūgoku bungakuhō 83: 141159.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2012c. “Shinhakken no Chōsen dōkatsuji-bon Sanguozhi tongsu yanyi ni tsuite” [Concerning a Newly Discovered Korean Copper Movable Type Edition of the Sanguozhi tongsu yanyi]. In Hayashida Shinnosuke 林田慎 之助 hakushi sanju kinen: Sangokushi ronshū [Commemorative Volume in Honor of Dr. Hayashida Shinnosuke’s Eightieth Birthday: A Collection of Theses on the Sanguozhi], edited by Sangokushi gakkai, 369386. Tōkyō: Kyūko shoin.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2012d. Mito kōmon man’yū kō [Study of “漫遊” in Mito kōmon]. Tōkyō: Kōdansha.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2013a. “Kōrai jidai kango kyōkasho Pak T’ongsa no seiritsu nendai ni tsuite” [Concerning the Dating of the Completion of the Koryŏ-era Textbook of Spoken Chinese, Pak T’ongsa]. Geibun (Keiō Gijuku Daigaku Bungakubu) 105: 6375.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2013b. “Samgukchi wa tongasia ŭi kukche kwan’gye” [The Sanguozhi and East Asian International Relations]. In Samgukchi Tongi chŏn ŭi segye [World of the Sanguozhi, “Dongyi zhuan”], edited by Kwŏn Inhan and Kim Kyŏngho, 251264. Seoul: Sŏnggyun’gwan taehakkyo Ch’ulp’anbu.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2013c. “Nanbeichao weijing Fameijin jing法沒盡經 suojian Śākya pai sansheng zhi Zhongguo zhi shuo shitan” [Essay on the Claim Found in the Northern and Southern Dynasties Apocryphal Sutra, Fameijin jing, that Śākyamuni Sent Three Sages to China]. In Wenxue jingdian de chuanbo yu quanshi [Spread and Interpretation of Literary Classics], edited by Lin Meiyi and Cai Yingjun, 183202. Taipei: Zhongyang Yanjiuyuan.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2013d. “Towards Comparative Research on ‘Written Prayers’ (Yuanwen/ Ganmon) in China and Japan.” Acta Asiatica: Bulletin of the Institute of Eastern Culture 105: 314.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014a. Sanguozhi de shijie: Hou Han, Sanguo shidai [World of the Romance of the Three Kingdoms: The Three Kingdoms Period of the Late Han]. Translated by He Xiaoyi 何晓毅 and Liang Lei 梁蕾. Guilin: Guangxi Shifan Daxue Chubanshe.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014b. “Higashi Ajia no Mito Kōmon: Nitchūchō no tabisuru hīrō no nazo o toku” [Mito Kōmon in East Asia: Unraveling the Mystery of a Traveling Hero in China, Japan and Korea]. Tagen bunka 3: 120.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014c. “Pyŏnhwa Pisamunch’ŏn sinang ŭi Ilbon esŏ ŭi suyong kwa tosi chŏnsŏl” [Acceptance of the Legends of Vaiśravaṇa in Japan and the Urban Myth]. Pulgyo hakpo 67: 118137.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014d. Genkan zatsugeki no kenkyū 3. Hanchō keisho 范張鶏黍 [Studies in Yuan-Period Drama Texts. Fan zhang jishu]. Tōkyō: Kyūko Shoin.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014e. “Chōsen enkōshi ga mita Shinchō no engeki: Higashi Ajia no shiten kara” [Qing Dynasty Drama as Seen by Chosŏn Embassies to China: From the Perspective of East Asia]. In Shinchō kyūtei engeki bunka no kenkyū [Study of the Culture of Court Theatre during the Qing Dynasty], edited by Isobe Akira, 595612. Tōkyō: Bensei Shuppan.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014f. “Chaoxian yanxingshi yu tongxinshi suojian Zhongguo he Riben de huju” [Chinese and Japanese Drama as Seen by Korean Embassies to China and Japan]. In Yŏnhaengsa wa t’ongsinsa: yŏnhaeng, t’ongsin sahaeng e kwanhan han-chung-il samguk ŭi kukche wŏk’ŭshop [Chosŏn Embassies to China and Japan: A Tri-national China-Japan-Korea Workshop on Embassies to China and Japan], edited by Chŏng Kwang and Fujimoto Yukio, 223256, 436–464, 603–622 (in Chinese, Japanese and Korean). Seoul: Pangmunsa.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2014g. “Hongzhi-ben Xixiangji no sashie ni tsuite” [Concerning the Illustrations in the Hongzhi Edition of the Xixiangji]. In Chūgoku koten bungaku to sōga bunka [Chinese Classical Literature and the Culture of Illustration], edited by Takimoto Hiroyuki 瀧本弘之 and Ōtsuka Hidetaka 大塚秀高, 103114. Tōkyō: Bensei Shuppan.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2015a. Fujitsuka Chikashi hakushi ihin tenjikai mokuroku, kaidai [Introductory Essay on and Catalogue of the Exhibition of the Nachlass of Dr. Fujitsuka Chikashi]. Kyoto: Kyōdai Jinbun Kagaku Kenkyūjo.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2015b. “18 · 19 seiki Chōsen enkōshi no Shin-Chō ni okeru kōryū: Fujitsuka Chikashi 藤塚鄰 hakase ihin no shōkai o tsūjite” [Qing-Chosŏn Intercourse of Chosŏn Embassies to China in the 18th and 19th Centuries: Through an Introduction to the Nachlass of Dr. Fujitsuka Chikashi]. Nihon chūgoku gakkai 67: 180–191.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2015c. “Shanren kao: Dongya jinshi zhishifenzi de lingyi xingtai” [Study of the shanren: Another Type of Modern East Asian Intellectual]. Zhongguo wenxue xuebao 6: 6578.

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  • Kin Bunkyō (Kim Mun’gyŏng) 金文京. 2015d. “Kanshi kara mita Fukuzawa Yukichi no jinseikan” [Fukuzawa Yukichi’s View of Life, Based on his Sinitic Poetry]. Fukuzawa nenkan 42: 6382.

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  • Kin Bunkyō and Chin Chaegyo (translators). 2013. 18 segi Ilbon chisigin Chosŏn ŭl yŏtpoda: P’yŏng’urok [An 18th-Century Japanese Intellectual’s Glimpses of Korea: The Heigūroku]. Seoul: Sŏnggyun’gwan Taehakkyo Ch’ulp’anbu.

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  • Kin Bunkyō, Gen Yukiko 玄幸子, Satō Haruhiko 佐藤晴彦, and Chŏng Kwang 鄭光. 2002. Rōkitsudai 老乞大 : Chōsen chūsei no Chūgokugo kaiwa dokuhon [Nogŏltae: A Chinese Language Conversation Chrestomathy from Medieval Korea]. Tōkyō: Heibonsha.

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  • Kin Bunkyō and Hamada Maya 濱田麻矢. 2001. “Nihon bōmei go no Ko Ransei 胡蘭成: Yasuda Yojūrō 保田與重郎 to no kankei o chūshin ni” [Hu Lancheng after he Fled to Japan: With a Focus on his Relationship with Yasuda Yojūrō]. Mimei 19: 87105.

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  • Kin Bunkyō and Takahashi Satoshi 高橋智. 2009. Keiō gijuku toshokan zō “Shirō tanbo tō yonshu 四郎探母等四種 :” Genten to kaidai [Copy of Yang Silang Visits his Mother: Four Plays Held by Keiō Gijuku Library: Original Text and Bibliographic Essay]. [Sendai-shi]: Tokubetsu suishin kenkyū shinchō kyūtei engeki bunka no kenkyūhan.

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  • Li Xiao 李曉 and Kin Bunkyō. 2004. Handan meng ji 邯鄲夢記 jiaozhu [Annotated Edition of Handan meng ji]. Shanghai: Shanghai Guji Chubanshe.

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1

Needless to say, the seminar and Korean Studies Laboratory Grant were inspired by the seminal works of Sheldon Pollock on questions of “cosmopolitan and vernacular” and his call for more comparative work on and theorization of processes of vernacularization around the world (see Pollock 1998, 2000 and 2006). King (forthcoming) is a collection of essays engaging critically with Pollock’s ideas from the perspective of the Sinographic Cosmopolis.

2

But see Whitman et al. (2010) for a bold attempt at proposing an “international vocabulary” for research in this field.

3

With thanks to Victor Mair (p.c.) for discussion on this section.

4

For a useful discussion of the history of the term hanmun and other designations for sinographs and Literary Sinitic in pre-twentieth century Korea, see Wells (2011: 19–32).

5

See Phan (2013: 1) for these terms. Ding (2015: 60) cites another Vietnamese term for sinographs, chữ nho 𡨸, which he translates as “scholar’s characters.” A more literal rendition would be “Ruist characters.”

6

See King (2015) for a defense of the term “Sinographic Cosmopolis” as well as further discussion of related terminological issues. King and Laffin (2020) also discuss these questions with reference to additional recent scholarship not cited here.

7

See Wixted (2018) for spirited complaints about the term “Literary Sinitic” and a rehearsal of his ongoing advocacy of the term “Sino-Japanese” to refer to kanbun and “Sino-Korean” to refer to hanmun. His discussion of medieval Latinity is stimulating, but unpersuasive.

8

With thanks to Sven Osterkamp for assistance with this paragraph.

9

See, for example, Robinson (1973) for examples of word-order glossing in Latin texts from Anglo-Saxon England, and more recently Blom (2017), for a comprehensive and up-to-date survey of research on glossing practices in medieval Western Europe.

10

The original reads: “les cas où une langue qui dispose de sa propre écriture est notée intentionnellement—et dans des contextes précis et limités—dans un autre système graphique, emprunté à une tradition différente.”

11

Shaked (2003: 121) makes a similar observation about the Aramaic version of the Behistun inscription, the Arsham documents, and some recently discovered documents on leather from fourth-century Afghanistan: “The type of writing involved here is one in which a text written in one language so closely follows the style and sequence of words of a source text in a different language as to make it theoretically possible to transfer the text from the one language to the other according to fixed and rigid rules.” This is precisely the case with East Asian vernacular reading techniques like those in ancient Korea and Japan.

12

“Approximating” because whereas Kiraz couches his discussion in terms of a source language vs. target language, with numerals it is not necessarily clear what the source language would be. In this regard, examples like “e.g.” = “for example,” “i.e.” for “that is” or “&” for “and” are more apt, given the tie to a source language (Latin). In fact, the ampersand actually has two readings (“A & B” and “&c.”), where we see both a vernacular (English) and cosmopolitan reading (Latin), respectively, analogous to Japanese kun vs. on readings. With thanks to Sven Osterkamp and Scott Wells.

13

Twelve years later, Rosny (1876) revisits the “astonishing analogy” between Japanese and cuneiform writing in more detail, addressing (among other questions): “ideographic writing adopted by peoples speaking different languages” (cf. op.cit., 168, where he opines, “These two systems of writing therefore have realized, to a certain extent, for the civilizations at the heart of which they were employed, a sort of universal writing.”); “Can an ideographic sign be read in multiple ways in the same language?” (he answers in the affirmative on the basis of Japanese, and urges his colleagues in cuneiform studies to open their minds to this possibility in their languages); “Phonetic writing drawn from ideographic signs” (in which he cites the example of Man’yōgana in Japanese); “Simultaneous deployment of ideographic and syllabic signs” (discussing phonetic complements); and “Purely alphabetic writing” (where he chides students of cuneiform for lacking the ability to imagine the intermingling of different kinds of written sign in one and the same writing system and urges them to attend to the Japanese case for comparative purposes).

14

Though here we should note that what is being talked about is more word-level kun’yomi than text-level (kanbun) kundoku. For their part, experts on languages that use cuneiform point out that too little in the way of extended texts has been found to address the extent to which text-level (kanbun) kundoku-type vernacular reading technologies might have existed in the ancient Near East.

15

The same wording surfaces in Russian in Diakonoff (1986: 5).

16

With thanks to Sven Osterkamp, who notes that the “diacritics” or kunten marks that Civil references are not found in the Man’yōshū or its time of compilation.

17

Cited from https://biblehub.com/ezra/4-18.htm. Accessed August 15, 2018.

18

More precisely, “zwārašn,” i.e., zwʾršn for uzwārišn. See Durkin-Meisterernst (2004).

19

My translation of the German version from Schaeder (1930: 4), as cited in Skalmowski (2004: 289), and adapted with help from Durkin-Meisterernst (2004).

20

Cf. also David Lurie’s comments on the way in which Japanese kundoku and medieval European gloss reading of Latin texts suggest a “collapse of reading and translation” (Lurie 2011: 360).

21

See Unger (2004) for an exposé of the “ideographic myth” and the widespread belief that sinographs carry pure, language-less meaning.

22

See Durkin-Meisterernst (2004), citing Humbach (1973: 121). Durkin-Meisterernst also cites the case of the Sogdian “Tale of the Pearl-borer” (from Henning [1945]), “of which two copies exist, one in Sogdian script, with the usual sprinkling of heterograms, and one in Manichean script without any,” as demonstrating the entirely graphic nature of the heterograms.

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