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Rosana Garciandia Lecturer in Public International Law, The Dickson Poon School of Law; Associate Director of the Centre for International Governance and Dispute Resolution, King’s College London, London, UK
Research Leader at the British Institute of International and Comparative Law, London, UK

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Jean-Pierre Gauci Arthur Watts Senior Research Fellow in Public International Law; Director of Teaching and Training, the British Institute of International and Comparative Law, London, UK

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Developments at the international level over the past five years have re-ignited the relevance of a mechanism that had remained dormant for decades: inter-state communications before UN treaty bodies. Under-utilised and, consequently, under-studied, inter-state communications allow States to bring cases against other States for violations of their human rights obligations. The possibility is available, inter alia, under the International Covenant on Civil and Political Rights, the Convention Against Torture, the International Convention on the Elimination of All Forms of Racial Discrimination (icerd), the International Convention on the Protection of the Rights of All Migrant Workers and Members of Their Families, Optional Protocol 3 to the Convention on the Rights of the Child and the International Convention for the Protection of All Persons from Enforced Disappearance.

The filing of the first ever of such cases in 2018 before the Committee on the Elimination of Racial Discrimination (cerd Committee) (Qatar v Saudi Arabia, Qatar v UAE and Palestine v Israel),1 coupled with other developments at the international level, including proceedings before the International Court of Justice (icj) initiated on an erga omnes partes basis by the Gambia,2 South Africa3 and Canada and the Netherlands,4 and massive third party interventions before the icj5 and the European Court of Human Rights (ECtHR) in cases related to Ukraine,6 has re-kindled an appetite for examining the possibilities and pitfalls of such communications. Given the strong human rights dimension of those pending cases before the icj and the ECtHR and many other international disputes, this special issue proposes a revisitation of the potential of inter-state communications which takes the reader on a journey through their features, opportunities, challenges and contradictions, offering thought-provoking arguments on how the existing mechanisms that States have at their disposal can be most effectively used to settle disputes with a human rights dimension.

Setting the scene for the rest of the issue, in the first article, Lawry-White focuses on the decision-making processes influencing State choices of dispute settlement options, building on the fact that inter-state communications do not exist in isolation but coexist with a number of alternatives. Drawing on international practice and highlighting the importance of taking a contextual perspective, the article examines some of the factors that play into a choice of whether or not, and if so, where and how, to bring an international – and particularly human rights – claim. The scene-setting exercise in this special issue includes an exploration of inter-state applications across the three main regional human rights systems, where the use of this mechanism has increased in recent years. In the European context, Risini and Eicke contextualise inter-state cases before the ECtHR as a centrepiece of human rights supervision in Europe and identify the challenges that the relatively high number of cases brought poses for the Court, not least in terms of resource limitations, facts, and evidence. On the Inter-American system, Contesse examines the limited inter-state practice and reflects on the use of advisory opinions as a substitute for inter-state communications. In the African context, Viljoen explores some of the features of the system and its potential in terms of the collective enforcement of human rights, including the compulsory nature of such processes, whilst highlighting the rarity with which these options have been exercised – with only three cases filed, all before the African Commission.

Looking at procedural features of inter-state communications before UN treaty bodies, Sthoeger explores one of the features that makes inter-state communications simultaneously attractive and controversial: recourse to conciliation for matters related to human rights. Analysing the Palestine v Israel ongoing conciliation process under icerd and building on conciliation cases in other fields of international law (Timor-Leste v Australia conciliation),7 he reflects on the suitability of conciliation for promoting human rights aims and on the factors that may influence the likely success or failure of such processes. The next contribution in the special issue explores a potential innovation in the existing features of inter-state communications, analysing the possibility of collective inter-state communications. Drawing on experiences and lessons from ongoing cases before the icj and other international fora, Garciandia and Gauci explore the potential of a collective approach and the risks that would need to be mitigated to make such collective communications a viable option.

The final section of the special issue turns to two substantive areas where inter-state communications seem to show potential. Keane’s article explores whether inter-state communications before the cerd Committee can be an avenue to protect cultural heritage. Whilst both Armenia v Azerbaijan8 and Azerbaijan v Armenia9 by-passed the possibility of communications before the treaty body, choosing instead to refer the cases to the icj, Keane offers insights into the way in which the views of the cerd Committee may inform the determinations of the Court (including on the challenging question of whether the destruction of cultural heritage in the context of conflict falls within the scope of the cerd). In doing so, the article draws attention to the dynamics of relationships between human rights treaty bodies and the icj. In the next and final article, Boticelli takes the reader to a particular situational context in exploring the possibilities for holding China to account for the denounced systematic mistreatment of Uyghur and other Muslim ethnic minorities in so-called ‘re-education camps’ in Xinjiang (China).

This special issue draws lessons, through each of its contributions, for what might be next for inter-state communications before human rights treaty bodies. The articles also open the discussion (emerging but currently under-researched) of whether and how the features of inter-state communications (at the UN treaty body level and elsewhere) help achieve the perceived aims of the procedures envisaged in the respective treaties. States and other international actors have traditionally seen those aims as limited to ensuring treaty compliance or avoiding human rights violations. But this could be progressively changing as the work of UN treaty bodies puts emphasis on dispute settlement as an aim (e.g. cerd Committee), or as States decide to use inter-state communications to hold other States to account, or to signal themselves as a good ‘citizen’ or others as failing to behave as such. How different actors understand those aims is likely to impact any decision on the features of inter-state communications and on the use of these mechanisms.10

This special issue is the culmination of exploratory research on inter-state communications led by Dr Rosana Garciandia at King’s College London’s Centre for International Governance and Dispute Resolution (cigad), with Dr Jean Pierre Gauci at the British Institute of International and Comparative Law (biicl). Its findings build on an event hosted by biicl and an expert workshop hosted by cigad and biicl on the aims and features of inter-state communications. As guest editors, we are eternally grateful to the authors who have contributed their time, ideas, and insights through their articles, to Stefanos Arvanitakis for his research assistance in the project and in pulling together this special issue and to King’s College for financially supporting the research that preceded and underpinned this special issue.

1

See: UN Office of the High Commissioner for Human Rights, ‘Inter-state communications Committee on the Elimination of Racial Discrimination’ <https://www.ohchr.org/en/treaty-bodies/cerd/inter-state-communications> accessed 30 April 2024.

2

Application of the Convention on the Prevention and Punishment of the Crime of Genocide (The Gambia v Myanmar) (Pending) icj Press Release 2019/47 <https://www.icj-cij.org/case/178> accessed 30 April 2024.

3

Application of the Convention on the Prevention and Punishment of the Crime of Genocide in the Gaza Strip (South Africa v Israel) (Pending) icj Press Release 2023/77 <https://www.icj-cij.org/sites/default/files/case-related/192/192-20231229-pre-01-00-en.pdf> accessed 30 April 2024.

4

Application of the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (Canada and the Netherlands v Syrian Arab Republic) (Pending) (Application Instituting Proceedings) <https://www.icj-cij.org/sites/default/files/case-related/188/188-20230608-APP-01-00-EN.pdf> accessed 30 April 2024.

5

Allegations of Genocide under the Convention on the Prevention and Punishment of the Crime of Genocide (Ukraine v Russian Federation) (Pending) icj Order (2 June 2023) <https://www.icj-cij.org/sites/default/files/case-related/182/182-20230605-ORD-01-00-EN.pdf> accessed 30 April 2024.

6

European Court of Human Rights, ‘Update on the Third-party Intervention Requests Granted in Inter-State Case Ukraine and the Netherlands v Russiaechr 082 2023 (17 March 2023).

7

Timor Sea Conciliation (Timor-Leste v Australia) (2018) pca Case No 2016-10.

8

Application of the International Convention on the Elimination of All Forms of Racial Discrimination (Armenia v Azerbaijan) <https://www.icj-cij.org/case/180> accessed 30 April 2024.

9

Application of the International Convention on the Elimination of All Forms of Racial Discrimination (Azerbaijan v Armenia) <https://www.icj-cij.org/case/181> accessed 10 May 2024.

10

Rosana Garciandia, ‘Inter-State Communications before United Nations Human Rights Treaty Bodies: Distinctive Features and Evolving Aims’ (2024) 26 Austrian Review of International and European Law.

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